SFC Licences of LEI Zhongren 雷忠仁

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Zhonghui International Securities Limited 中匯國際證券有限公司 RO 9 29 July 2022 11 February 2024
Zhonghui International Securities Limited 中匯國際證券有限公司 RO 4 29 July 2022 11 February 2024
Zhonghui International Securities Limited 中匯國際證券有限公司 RO 1 29 July 2022 11 February 2024
Kam Luen Securities Limited 金鑾證券有限公司 RO 9 27 November 2019 01 April 2022
Kam Luen Securities Limited 金鑾證券有限公司 RO 4 27 November 2019 01 April 2022
Kam Luen Securities Limited 金鑾證券有限公司 RO 1 27 November 2019 01 April 2022
Amber Hill Asset Management Limited 安山資產管理有限公司 RO 9 16 July 2019 09 September 2019
Amber Hill Asset Management Limited 安山資產管理有限公司 RO 4 16 July 2019 09 September 2019
AIF Securities Limited 亞投證券有限公司 RO 1 16 July 2019 09 September 2019
Deying International Securities Limited 德盈國際證券有限公司 RO 1 24 April 2017 03 December 2018
Ming Yang Capital Limited 銘洋資本有限公司 RO 9 04 October 2016 28 April 2019
Ming Yang Capital Limited 銘洋資本有限公司 RO 4 04 October 2016 28 April 2019
Zhongrong International Securities Company Limited 中融國際証券有限公司 RO 4 12 August 2015 31 July 2016
Zhongrong International Securities Company Limited 中融國際証券有限公司 RO 1 12 August 2015 31 July 2016
Zhongrong International Futures Co., Limited 中融國際期貨有限公司 RO 9 21 July 2015 29 April 2016
Zhongrong International Futures Co., Limited 中融國際期貨有限公司 RE 9 05 June 2015 21 July 2015
Vision Finance (Securities) Limited 匯金(證券)有限公司 RO 4 15 April 2014 30 April 2015
Vision Finance (Securities) Limited 匯金(證券)有限公司 RO 1 15 April 2014 30 April 2015
Vision Finance (Securities) Limited 匯金(證券)有限公司 RE 9 29 November 2012 30 April 2015
Vision Finance (Securities) Limited 匯金(證券)有限公司 RE 1 29 November 2012 15 April 2014
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 07 September 2012 20 November 2012
Frontier Capital Management Limited 方達資本管理有限公司 RE 9 21 March 2012 28 June 2012
Frontier Capital Management Limited 方達資本管理有限公司 RE 4 21 March 2012 28 June 2012
Frontier Capital Management Limited 方達資本管理有限公司 RE 1 21 March 2012 28 June 2012
Vision Finance (Securities) Limited 匯金(證券)有限公司 RE 9 27 November 2009 08 March 2012
Vision Finance (Securities) Limited 匯金(證券)有限公司 RE 1 28 July 2009 08 March 2012