SFC Licences of SHARMA Ashish
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RO | 4 | 22 November 2017 | 03 March 2018 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RO | 1 | 22 November 2017 | 03 March 2018 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 02 May 2013 | 22 November 2017 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 02 May 2013 | 22 November 2017 |
| Merrill Lynch Far East Limited | RE | 6 | 13 November 2012 | 28 February 2013 |
| Merrill Lynch Far East Limited | RE | 4 | 13 November 2012 | 28 February 2013 |
| Merrill Lynch Far East Limited | RE | 1 | 13 November 2012 | 28 February 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 13 November 2012 | 28 February 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 13 November 2012 | 28 February 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 27 April 2009 | 28 February 2013 |