SFC Licences of NG Chi Kin Philip 伍志堅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 09 April 2013 | 10 October 2013 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 | RE | 1 | 27 April 2009 | 12 May 2010 |