SFC Licences of FOK Do Ming, Gary 霍道明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| T.F.S. Derivatives HK Limited | RE | 1 | 01 February 2019 | |
| Tullett Prebon (Hong Kong) Limited | RE | 7 | 02 December 2015 | 12 November 2018 |
| Tullett Prebon (Hong Kong) Limited | RE | 1 | 02 December 2015 | 12 November 2018 |
| ICAP Equities Asia Limited | RE | 1 | 05 May 2009 | 19 May 2015 |