SFC Licences of LIN Xiaotian 林曉鈿

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司
RE 4 27 November 2020
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司
RE 2 19 October 2020
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司
RE 1 19 October 2020
China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司
RE 4, 9 08 August 2017 16 September 2020
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 2, 5 20 November 2014 16 September 2020
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 1, 4 26 May 2014 16 September 2020
Chief Securities Limited 致富證券有限公司
RE 1 18 May 2009 10 May 2014