SFC Licences of LIN Xiaotian 林曉鈿
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 27 November 2020 | |
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 19 October 2020 | |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 19 October 2020 | |
China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 | RE | 9 | 08 August 2017 | 16 September 2020 |
China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 | RE | 4 | 08 August 2017 | 16 September 2020 |
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 5 | 20 November 2014 | 16 September 2020 |
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 2 | 20 November 2014 | 16 September 2020 |
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 4 | 26 May 2014 | 16 September 2020 |
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 1 | 26 May 2014 | 16 September 2020 |
Chief Securities Limited 致富證券有限公司 | RE | 1 | 18 May 2009 | 10 May 2014 |