SFC Licenceholders of China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司
- compliance@csci.hk
- Website
- www.csci.hk
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CHAN Sin Hang 陳倩姮 | RO | 9 | 21 May 2019 | |
| CHAN Sin Hang 陳倩姮 | RE | 9 | 22 March 2019 | 21 May 2019 |
| CHEN Hao 陳昊 | RE | 4 | 18 June 2021 | 09 June 2023 |
| CHEN Hao 陳昊 | RE | 9 | 18 June 2021 | 09 June 2023 |
| CHEUNG Hei 張曦 | RE | 4 | 21 July 2014 | 30 August 2015 |
| CHEUNG Hei 張曦 | RE | 9 | 29 July 2013 | 30 August 2015 |
| CHUNG Wing Leong, Kennith 鍾永亮 | RE | 9 | 16 November 2018 | 07 June 2022 |
| CHUNG Wing Leong, Kennith 鍾永亮 | RE | 4 | 16 November 2018 | 07 June 2022 |
| CUI Xueying 崔雪鶯 | RO | 9 | 05 March 2021 | 09 February 2024 |
| CUI Xueying 崔雪鶯 | RO | 4 | 05 March 2021 | 09 February 2024 |
| CUI Xueying 崔雪鶯 | RE | 9 | 04 September 2020 | 05 March 2021 |
| CUI Xueying 崔雪鶯 | RE | 4 | 04 September 2020 | 05 March 2021 |
| DENG Na 鄧納 | RE | 9 | 22 August 2013 | 27 September 2014 |
| DENG Na 鄧納 | RE | 4 | 18 July 2014 | 27 September 2014 |
| DENG Yunyi 鄧云逸 | RE | 9 | 26 April 2017 | 01 May 2019 |
| DENG Yunyi 鄧云逸 | RE | 4 | 26 April 2017 | 01 May 2019 |
| DOU Christopher Siyang 竇思洋 | RE | 4 | 03 July 2015 | 12 July 2017 |
| DOU Christopher Siyang 竇思洋 | RE | 9 | 03 July 2015 | 12 July 2017 |
| DU Yang 杜洋 | RE | 9 | 16 August 2017 | 03 July 2019 |
| DU Yang 杜洋 | RE | 4 | 16 August 2017 | 03 July 2019 |
| GAO Guiwei 高貴偉 | RE | 4 | 01 December 2014 | 03 July 2015 |
| GAO Guiwei 高貴偉 | RE | 9 | 01 December 2014 | 03 July 2015 |
| HON Yuk Ying 韓鈺盈 | RE | 4 | 20 October 2017 | 27 February 2019 |
| HON Yuk Ying 韓鈺盈 | RE | 9 | 20 October 2017 | 27 February 2019 |
| HU Bin 胡斌 | RO | 9 | 25 October 2018 | 30 June 2019 |
| HU Bin 胡斌 | RO | 4 | 25 October 2018 | 30 June 2019 |
| HU Jiabin 胡佳賓 | RE | 4 | 13 October 2017 | 31 March 2019 |
| HU Jiabin 胡佳賓 | RE | 9 | 13 October 2017 | 31 March 2019 |
| HU Jielin 胡洁琳 | RE | 4 | 14 October 2016 | 07 September 2017 |
| HU Jielin 胡洁琳 | RE | 9 | 14 October 2016 | 07 September 2017 |
| HUANG Chao 黃超 | RE | 9 | 31 May 2019 | 08 July 2019 |
| HUANG Chao 黃超 | RO | 4 | 08 July 2019 | 17 July 2020 |
| HUANG Chao 黃超 | RE | 4 | 31 May 2019 | 08 July 2019 |
| HUANG Chao 黃超 | RO | 9 | 08 July 2019 | 17 July 2020 |
| HUANG Sining 黃思宁 | RE | 9 | 28 July 2015 | 07 October 2016 |
| HUANG Sining 黃思宁 | RE | 4 | 28 July 2015 | 07 October 2016 |
| HUANG Yung Hsien 黃勇諴 | RE | 4 | 06 July 2016 | 17 June 2017 |
| HUANG Yung Hsien 黃勇諴 | RE | 9 | 06 July 2016 | 17 June 2017 |
| HUI Chun Kit 許俊傑 | RE | 4 | 28 September 2017 | 29 July 2021 |
| HUI Chun Kit 許俊傑 | RE | 9 | 28 September 2017 | 29 July 2021 |
| JIN Jialiang 金佳良 | RE | 4 | 23 February 2018 | 15 May 2020 |
| JIN Jialiang 金佳良 | RE | 9 | 23 February 2018 | 15 May 2020 |
| JING Jing 景京 | RE | 9 | 29 May 2017 | |
| JING Jing 景京 | RE | 9 | 10 January 2017 | 14 April 2017 |
| JU Tong 鞠彤 | RE | 4 | 12 March 2018 | 09 September 2019 |
| JU Tong 鞠彤 | RE | 9 | 12 March 2018 | 09 September 2019 |
| KE Chenchen 柯晨辰 | RE | 9 | 30 March 2021 | |
| KE Chenchen 柯晨辰 | RE | 4 | 30 March 2021 | |
| LAM Kin Sang 林健生 | RE | 4 | 28 July 2017 | 31 January 2019 |
| LAM Kin Sang 林健生 | RE | 9 | 28 July 2017 | 31 January 2019 |
| LAU Chak Sum 劉澤森 | RE | 4 | 26 June 2015 | 01 September 2017 |
| LAU Chak Sum 劉澤森 | RE | 9 | 26 June 2015 | 01 September 2017 |
| LAU Francis David Zesheng 劉澤生 | RE | 9 | 23 July 2019 | 16 February 2021 |
| LAU Francis David Zesheng 劉澤生 | RE | 4 | 23 July 2019 | 16 February 2021 |
| LAU Mak Chi 劉陌志 | RE | 4 | 28 September 2017 | 28 February 2019 |
| LAU Mak Chi 劉陌志 | RE | 9 | 28 September 2017 | 28 February 2019 |
| LAW Chi Pang 羅志鵬 | RE | 9 | 07 October 2016 | 17 April 2017 |
| LAW Chi Pang 羅志鵬 | RE | 4 | 07 October 2016 | 17 April 2017 |
| LAW I Lung 羅錡龍 | RE | 4 | 28 September 2017 | 29 September 2017 |
| LAW I Lung 羅錡龍 | RE | 9 | 28 September 2017 | 29 September 2017 |
| LEE Yin Han 李彥嫻 | RE | 4 | 28 September 2017 | 08 June 2018 |
| LEE Yin Han 李彥嫻 | RE | 9 | 28 September 2017 | 08 June 2018 |
| LEUNG Wai Choi 梁偉才 | RE | 9 | 13 June 2016 | 03 August 2016 |
| LEUNG Wai Choi 梁偉才 | RE | 4 | 13 June 2016 | 03 August 2016 |
| LEUNG Wu Yan 梁護欣 | RE | 4 | 08 August 2017 | 14 September 2017 |
| LEUNG Wu Yan 梁護欣 | RE | 9 | 08 August 2017 | 14 September 2017 |
| LEUNG Wu Yan 梁護欣 | RE | 9 | 31 May 2018 | |
| LI Duo 李鐸 | RE | 9 | 05 June 2014 | 28 June 2015 |
| LI Duo 李鐸 | RE | 4 | 29 August 2014 | 28 June 2015 |
| LI Jiageng 李加庚 | RE | 4 | 22 July 2015 | 16 June 2018 |
| LI Jiageng 李加庚 | RE | 9 | 22 July 2015 | 16 June 2018 |
| LI Xinwei 李昕維 | RO | 9 | 27 April 2022 | |
| LI Xinwei 李昕維 | RO | 4 | 27 April 2022 | |
| LI Xinwei 李昕維 | RE | 9 | 27 January 2021 | 27 April 2022 |
| LI Xinwei 李昕維 | RE | 4 | 27 January 2021 | 27 April 2022 |
| LI Yun 李韵 | RE | 4 | 28 September 2017 | |
| LI Yun 李韵 | RE | 9 | 28 September 2017 | |
| LIN Xiaotian 林曉鈿 | RE | 4 | 08 August 2017 | 16 September 2020 |
| LIN Xiaotian 林曉鈿 | RE | 9 | 08 August 2017 | 16 September 2020 |
| LIU Yirong 劉怡蓉 | RE | 9 | 15 August 2023 | |
| LIU Yirong 劉怡蓉 | RE | 4 | 15 August 2023 | |
| LO Sui Yan, Rex 盧穗欣 | RO | 4 | 14 April 2014 | 24 May 2014 |
| LO Sui Yan, Rex 盧穗欣 | RE | 9 | 24 September 2013 | 24 May 2014 |
| LU Yifu 盧一夫 | RE | 9 | 11 January 2017 | 13 May 2020 |
| MA Jiaao 馬珈敖 | RE | 9 | 24 May 2019 | 26 June 2020 |
| MA Jiaao 馬珈敖 | RE | 4 | 24 May 2019 | 26 June 2020 |
| MAU Ying Yuen 繆英源 | RO | 9 | 29 April 2014 | 19 July 2018 |
| MAU Ying Yuen 繆英源 | RE | 9 | 27 March 2014 | 29 April 2014 |
| MOK Wai Man, Derek 莫偉民 | RO | 9 | 13 August 2014 | 26 January 2015 |
| MOK Wai Man, Derek 莫偉民 | RO | 4 | 13 August 2014 | 26 January 2015 |
| MOK Wai Man, Derek 莫偉民 | RE | 9 | 30 April 2014 | 13 August 2014 |
| NIU Anan 牛阿囡 | RE | 9 | 15 July 2021 | 27 September 2021 |
| NIU Anan 牛阿囡 | RE | 4 | 23 June 2021 | 27 September 2021 |
| Ng Wai 吳煒 | RO | 9 | 04 February 2016 | 14 January 2019 |
| Ng Wai 吳煒 | RE | 9 | 14 May 2015 | 04 February 2016 |
| Ng Wai 吳煒 | RO | 4 | 14 April 2014 | 14 January 2019 |
| PANG Shi Choi 彭士財 | RE | 9 | 28 September 2017 | 28 July 2018 |
| PANG Shi Choi 彭士財 | RE | 4 | 28 September 2017 | 28 July 2018 |
| PENG Wende 彭文德 | RO | 4 | 05 December 2019 | 13 March 2023 |
| PENG Wende 彭文德 | RO | 9 | 05 December 2019 | 13 March 2023 |
| QIU Minhui 丘旻卉 | RE | 9 | 01 September 2020 | 05 May 2023 |
| QIU Minhui 丘旻卉 | RE | 4 | 01 September 2020 | 05 May 2023 |
| REN Dongyang 任東阳 | RE | 9 | 10 July 2019 | 19 June 2020 |
| REN Dongyang 任東阳 | RE | 4 | 10 July 2019 | 19 June 2020 |
| SHEN Tianyi 沈天一 | RE | 4 | 23 April 2019 | 02 June 2019 |
| SHEN Tianyi 沈天一 | RE | 9 | 23 April 2019 | 02 June 2019 |
| SONG Yunzhe 宋云喆 | RE | 4 | 22 July 2020 | |
| SONG Yunzhe 宋云喆 | RE | 9 | 22 July 2020 | |
| SU Ziheng 蘇子恒 | RE | 9 | 17 October 2023 | 28 November 2023 |
| SU Ziheng 蘇子恒 | RE | 4 | 17 October 2023 | |
| TENG Chia-Wen 鄧嘉雯 | RE | 9 | 30 November 2015 | 10 January 2017 |
| TENG Chia-Wen 鄧嘉雯 | RE | 4 | 30 November 2015 | 10 January 2017 |
| TSUI Hoi Lap 徐海立 | RE | 9 | 13 April 2018 | 05 September 2018 |
| TSUI Hoi Lap 徐海立 | RE | 4 | 13 April 2018 | 05 September 2018 |
| WANG Guanwen 王冠文 | RO | 9 | 04 March 2019 | 02 November 2021 |
| WANG Guanwen 王冠文 | RO | 4 | 04 March 2019 | 02 November 2021 |
| WANG Guanwen 王冠文 | RE | 4 | 20 October 2017 | 04 March 2019 |
| WANG Guanwen 王冠文 | RE | 9 | 20 October 2017 | 04 March 2019 |
| WANG Huiling 王惠玲 | RE | 4 | 30 August 2016 | 28 April 2019 |
| WANG Huiling 王惠玲 | RE | 9 | 30 August 2016 | 28 April 2019 |
| WANG Junlai 王君來 | RE | 4 | 17 May 2017 | 02 March 2019 |
| WANG Junlai 王君來 | RE | 9 | 17 May 2017 | 02 March 2019 |
| WANG Liwu 王立武 | RE | 4 | 18 November 2014 | 26 June 2015 |
| WANG Liwu 王立武 | RE | 9 | 18 November 2014 | 26 June 2015 |
| WANG Long 王龍 | RE | 9 | 19 September 2017 | 11 February 2019 |
| WANG Long 王龍 | RE | 4 | 19 September 2017 | 11 February 2019 |
| WANG Manrong 王曼荣 | RE | 9 | 24 August 2023 | |
| WANG Manrong 王曼荣 | RE | 4 | 24 August 2023 | |
| WANG Yayu 王亞瑜 | RE | 4 | 28 July 2014 | 21 August 2015 |
| WANG Yayu 王亞瑜 | RE | 9 | 13 February 2014 | 21 August 2015 |
| WEN Ya 文雅 | RE | 9 | 11 May 2018 | |
| WU Ching Hon 胡正翰 | RE | 9 | 08 August 2017 | 25 September 2020 |
| WU Ching Hon 胡正翰 | RE | 4 | 08 August 2017 | 25 September 2020 |
| WU Huai-En 吳懷恩 | RO | 9 | 27 January 2016 | 10 January 2017 |
| WU Huai-En 吳懷恩 | RE | 9 | 09 November 2015 | 27 January 2016 |
| WU Huai-En 吳懷恩 | RE | 4 | 09 November 2015 | 27 January 2016 |
| WU Huai-En 吳懷恩 | RO | 4 | 27 January 2016 | 10 January 2017 |
| WU Miao 吳苗 | RE | 9 | 13 September 2016 | 12 July 2017 |
| WU Miao 吳苗 | RE | 4 | 13 September 2016 | 12 July 2017 |
| XIANG Xinrong 向新榮 | RO | 4 | 14 April 2014 | 04 March 2019 |
| XIANG Xinrong 向新榮 | RO | 9 | 22 February 2013 | 04 March 2019 |
| XIONG Ruixi 熊芮溪 | RE | 9 | 01 September 2022 | 03 May 2023 |
| XIONG Ruixi 熊芮溪 | RE | 4 | 01 September 2022 | 03 May 2023 |
| XU Dan 徐丹 | RE | 4 | 30 November 2015 | 16 March 2017 |
| XU Dan 徐丹 | RE | 9 | 30 November 2015 | 16 March 2017 |
| XU Renmin 許韌敏 | RO | 4 | 19 January 2016 | 12 August 2017 |
| XU Renmin 許韌敏 | RO | 9 | 19 January 2016 | 12 August 2017 |
| XU Renmin 許韌敏 | RE | 4 | 22 October 2014 | 19 January 2016 |
| XU Renmin 許韌敏 | RE | 9 | 22 October 2014 | 19 January 2016 |
| XUE Lan 薛蘭 | RO | 9 | 04 March 2019 | |
| XUE Lan 薛蘭 | RO | 4 | 04 March 2019 | |
| YANG Fan 楊凡 | RO | 9 | 22 February 2013 | 01 May 2014 |
| YIN Ruihan 尹蕤菡 | RE | 4 | 26 June 2017 | 10 May 2018 |
| YIN Ruihan 尹蕤菡 | RE | 9 | 26 June 2017 | 10 May 2018 |
| YU Siu Lung 余小龍 | RE | 9 | 30 November 2022 | |
| YU Siu Lung 余小龍 | RE | 4 | 30 November 2022 | |
| ZHANG Jin 張瑾 | RE | 9 | 05 September 2022 | |
| ZHANG Jin 張瑾 | RE | 4 | 05 September 2022 | |
| ZHANG Yige 張一歌 | RE | 9 | 26 October 2016 | 08 May 2017 |
| ZHANG Yige 張一歌 | RE | 4 | 26 October 2016 | 08 May 2017 |
| ZHAO Liang 趙亮 | RE | 4 | 05 October 2015 | 25 July 2018 |
| ZHAO Liang 趙亮 | RE | 9 | 05 October 2015 | 25 July 2018 |
| ZHAO Yang 趙阳 | RE | 9 | 01 November 2017 | 29 June 2019 |
| ZHAO Yang 趙阳 | RE | 4 | 01 November 2017 | 29 June 2019 |
| ZHONG Qingtian 鍾晴天 | RE | 9 | 21 August 2015 | 18 June 2016 |
| ZHONG Qingtian 鍾晴天 | RE | 4 | 21 August 2015 | 18 June 2016 |
| ZHOU Geng 周耿 | RE | 9 | 19 September 2017 | 17 June 2019 |
| ZHOU Geng 周耿 | RE | 4 | 19 September 2017 | 17 June 2019 |
| ZHOU Yuan 周遠 | RE | 4 | 24 July 2015 | 04 September 2016 |
| ZHOU Yuan 周遠 | RE | 9 | 24 July 2015 | 04 September 2016 |