SFC Licences of CHAN Cheung Kam 陳章淦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 5 | 18 October 2019 | |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 18 October 2019 | |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 18 October 2019 | |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 18 October 2019 | |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 2 | 19 April 2012 | 28 April 2017 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 19 April 2012 | 28 April 2017 |
| ICBC International Futures Limited 工銀國際期貨有限公司 | RE | 2 | 31 August 2009 | 12 April 2012 |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 01 June 2009 | 12 April 2012 |