SFC Licences of YE Zhu 葉硃

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China PA Securities (Hong Kong) Company Limited 平證證券(香港)有限公司 RE 1 26 May 2022
China PA Asset Management (Hong Kong) Company Limited 平證資產管理(香港)有限公司 RO 9 30 July 2021
China PA Asset Management (Hong Kong) Company Limited 平證資產管理(香港)有限公司 RO 4 30 July 2021
Ping An of China Futures (Hong Kong) Company Limited 中國平安期貨(香港)有限公司 RO 5 30 July 2021
China PA Asset Management (Hong Kong) Company Limited 平證資產管理(香港)有限公司 RE 9 04 June 2021 30 July 2021
China PA Asset Management (Hong Kong) Company Limited 平證資產管理(香港)有限公司 RE 4 04 June 2021 30 July 2021
Ping An of China Futures (Hong Kong) Company Limited 中國平安期貨(香港)有限公司 RE 5 04 June 2021 30 July 2021
TFI Asset Management Limited 天風國際資產管理有限公司 RO 5 02 September 2020 17 May 2021
TFI Securities and Futures Limited 天風國際證券與期貨有限公司 RE 1 17 January 2020 17 May 2021
TFI Asset Management Limited 天風國際資產管理有限公司 RE 5 16 February 2017 02 September 2020
TFI Asset Management Limited 天風國際資產管理有限公司 RO 9 14 October 2016 17 May 2021
TFI Asset Management Limited 天風國際資產管理有限公司 RO 4 14 October 2016 17 May 2021
TFI Asset Management Limited 天風國際資產管理有限公司 RE 9 12 November 2015 14 October 2016
TFI Asset Management Limited 天風國際資產管理有限公司 RE 4 12 November 2015 14 October 2016
CSOP Asset Management Limited 南方東英資產管理有限公司 RE 4 16 July 2009 09 October 2015
CSOP Asset Management Limited 南方東英資產管理有限公司 RE 9 20 May 2009 09 October 2015