SFC Licences of LI Kin 李健
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 15 June 2012 | 02 October 2017 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 15 June 2012 | |
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 26 April 2010 | 09 June 2012 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 25 May 2009 | 09 June 2012 |