SFC Licences of HUS Chia Ching 徐嘉慶

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Pinnacle Equity Management Limited 源峰基金管理有限公司 RO 9 30 November 2023
China Pinnacle Equity Management Limited 源峰基金管理有限公司 RO 4 30 November 2023
China Pinnacle Equity Management Limited 源峰基金管理有限公司 RE 9 07 November 2023 30 November 2023
China Pinnacle Equity Management Limited 源峰基金管理有限公司 RE 4 07 November 2023 30 November 2023
Global Finance Asset Management Limited 萬國資本有限公司 RO 9 09 September 2022 30 September 2023
Global Finance Asset Management Limited 萬國資本有限公司 RO 4 09 September 2022 30 September 2023
Core Capital Securities Limited 凱匯資本證券有限公司 RO 1 12 November 2021 31 August 2022
Core Capital Securities Limited 凱匯資本證券有限公司 RE 1 09 July 2020 12 November 2021
JT Capital Asset Management Limited 凱庫資產管理有限公司 RO 9 20 February 2018 31 August 2022
JT Capital Asset Management Limited 凱庫資產管理有限公司 RO 4 20 February 2018 31 August 2022
JT Capital Asset Management Limited 凱庫資產管理有限公司 RO 1 20 February 2018 16 December 2020
JT Capital Asset Management Limited 凱庫資產管理有限公司 RE 9 16 January 2018 20 February 2018
JT Capital Asset Management Limited 凱庫資產管理有限公司 RE 4 16 January 2018 20 February 2018
JT Capital Asset Management Limited 凱庫資產管理有限公司 RE 1 16 January 2018 20 February 2018
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 RO 9 14 February 2011 30 June 2017
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 RO 4 14 February 2011 30 June 2017
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 06 January 2011 30 June 2017
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 RE 9 06 January 2011 14 February 2011
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 RE 4 06 January 2011 14 February 2011
Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 RO 9 29 June 2009 11 December 2010
Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 RO 4 29 June 2009 11 December 2010
Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 RO 1 29 June 2009 11 December 2010