SFC Licences of XU Xiaowen 徐曉雯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SEI Investments (Asia) Limited 美國信怡泰投資有限公司 | RE | 9 | 01 December 2015 | 09 April 2021 |
| SEI Investments (Asia) Limited 美國信怡泰投資有限公司 | RE | 4 | 01 December 2015 | 09 April 2021 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 12 June 2009 | 24 April 2010 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 12 June 2009 | 24 April 2010 |