SFC Licences of LI Man Kit 李文傑
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BaoQiao Partners Securities (HK) Limited 寶橋證券(香港)有限公司 | RE | 1 | 24 July 2020 | |
| BaoQiao Partners Securities (HK) Limited 寶橋證券(香港)有限公司 | RE | 1 | 26 August 2019 | 30 September 2019 |
| Soliton Securities Limited 善恆證券有限公司 | RE | 4 | 28 May 2019 | 09 August 2019 |
| Soliton Securities Limited 善恆證券有限公司 | RE | 1 | 28 May 2019 | 09 August 2019 |
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 | RE | 4 | 22 May 2017 | 11 January 2019 |
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 | RE | 1 | 14 April 2014 | 11 January 2019 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 24 July 2009 | 21 June 2013 |
| HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司 | RE | 1 | 24 July 2009 | 21 June 2013 |