SFC Licences of GHOSH Sheena Rudrani
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 15 July 2013 | 13 August 2015 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 15 July 2013 | 13 August 2015 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 03 June 2011 | 16 April 2013 |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 03 June 2011 | 16 April 2013 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 03 June 2011 | 16 April 2013 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 03 June 2011 | 16 April 2013 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 06 July 2009 | 16 February 2011 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 06 July 2009 | 16 February 2011 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 7 | 06 July 2009 | 16 February 2011 |