SFC Licences of WONG Wai Kwan, Anna 黃慧群

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Jolmo Capital Limited 金碼資本有限公司 RO 9 02 January 2014 16 February 2017
Jolmo Capital Limited 金碼資本有限公司 RO 6 02 January 2014 16 February 2017
Jolmo Capital Limited 金碼資本有限公司 RO 4 02 January 2014 16 February 2017
Jolmo Capital Limited 金碼資本有限公司 RE 9 03 December 2013 02 January 2014
Jolmo Capital Limited 金碼資本有限公司 RE 6 03 December 2013 02 January 2014
Jolmo Capital Limited 金碼資本有限公司 RE 4 03 December 2013 02 January 2014
Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 RO 9 28 March 2012 31 August 2012
Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 RO 4 28 March 2012 31 August 2012
Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 RO 1 28 March 2012 31 August 2012
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 16 January 2012 14 August 2013
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 16 January 2012 14 August 2013
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 RO 3 31 December 2009 08 October 2011
HSBC Broking (China) Limited 滙豐金融(中國)有限公司 RO 1 31 December 2009 08 October 2011
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RO 1 31 December 2009 08 October 2011
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RO 2 31 December 2009 08 October 2011
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 RO 2 31 December 2009 08 October 2011
HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司 RO 1 31 December 2009 08 October 2011