SFC Licences of CHAN Wah Hung 陳華雄
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Fulbright Asset Management Limited 富昌資產管理有限公司 | RE | 9 | 19 May 2022 | |
Fulbright Futures Limited 富昌期貨有限公司 | RE | 2 | 19 May 2022 | |
Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 19 May 2022 | |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 27 May 2020 | 30 April 2022 |
KGI Asset Management Limited 凱基資產管理有限公司 | RE | 9 | 27 May 2020 | 30 April 2022 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 27 May 2020 | 30 April 2022 |
South China Investment Management Limited 南華投資管理有限公司 | RE | 9 | 20 September 2019 | 14 May 2020 |
South China Commodities Limited 南華期貨有限公司 | RE | 2 | 20 September 2019 | 14 May 2020 |
South China Securities Limited 南華證券投資有限公司 | RE | 1 | 20 September 2019 | 14 May 2020 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 17 August 2019 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 13 July 2009 | 17 August 2019 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 13 July 2009 | 02 October 2017 |