SFC Licences of XIE Jianing 謝佳宁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RO | 6 | 13 June 2022 | 24 May 2023 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RO | 1 | 13 June 2022 | 24 May 2023 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 25 September 2017 | 13 June 2022 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 25 September 2017 | 13 June 2022 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 22 March 2016 | 10 August 2017 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 22 March 2016 | 10 August 2017 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 22 March 2016 | 10 August 2017 |
| UBS Securities Hong Kong Limited | RE | 6 | 25 August 2014 | 27 October 2015 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 13 July 2009 | 20 June 2014 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 13 July 2009 | 20 June 2014 |