SFC Licences of CHAN Ho Wai, Howard 陳浩維

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Glory Sun Securities Limited 寶新證券有限公司	RO	4	01 March 2024
Glory Sun Securities Limited 寶新證券有限公司	RO	1	01 March 2024
Atlantic Asset Management Limited 大西洋資產管理有限公司	RE	9	06 February 2024
Atlantic Asset Management Limited 大西洋資產管理有限公司	RO	4	22 August 2023
Glory Sun Securities Limited 寶新證券有限公司	RE	1	15 May 2020	01 March 2024
Glory Sun Securities Limited 寶新證券有限公司	RE	2	15 May 2020	20 September 2022
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司	RE	1	10 March 2020	05 May 2020
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司	RE	2	10 March 2020	05 May 2020
Yue Xiu Futures Company Limited 越秀期貨有限公司	RE	2	26 February 2018	17 January 2020
Yue Xiu Securities Company Limited 越秀証券有限公司	RE	1	26 February 2018	17 January 2020
CMBC International Futures Company Limited 民銀國際期貨有限公司	RE	2	06 November 2017	02 February 2018
CMBC Securities Company Limited 民銀證券有限公司	RE	1	06 November 2017	02 February 2018
Formax Securities Limited 福億證券有限公司	RE	2	11 February 2016	03 November 2017
Formax Securities Limited 福億證券有限公司	RE	1	11 February 2016	03 November 2017
Marex Hong Kong Limited	RE	2	02 February 2012	24 June 2013
Okachi (Hong Kong) Company Limited 岡地香港有限公司	RE	2	27 January 2010	07 January 2012
Okachi Investments (HK) Company Limited 岡地投資(香港)有限公司	RE	1	27 January 2010	07 January 2012