SFC Licences of YUAN Chi 袁馳

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Protoss Capital Limited 朴拓資本有限公司 RO 9 27 November 2023
Protoss Capital Limited 朴拓資本有限公司 RO 4 27 November 2023
Protoss Capital Limited 朴拓資本有限公司 RE 9 26 October 2023 27 November 2023
Protoss Capital Limited 朴拓資本有限公司 RE 4 26 October 2023 27 November 2023
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 2 17 September 2020 02 June 2023
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 09 September 2020 02 June 2023
Value Partners Hong Kong Limited 惠理基金管理香港有限公司 RE 9 17 January 2020 14 August 2020
Value Partners Hong Kong Limited 惠理基金管理香港有限公司 RE 4 17 January 2020 14 August 2020
Value Partners Hong Kong Limited 惠理基金管理香港有限公司 RE 1 17 January 2020 14 August 2020
Value Partners Private Equity Limited 惠理直接投資有限公司 RE 9 17 January 2020 14 August 2020
Value Partners Private Equity Limited 惠理直接投資有限公司 RE 4 17 January 2020 14 August 2020
Value Partners Limited 惠理基金管理公司 RE 9 17 January 2020 14 August 2020
Value Partners Limited 惠理基金管理公司 RE 4 17 January 2020 14 August 2020
Value Partners Limited 惠理基金管理公司 RE 1 17 January 2020 14 August 2020
UBS AG 7 12 September 2017
UBS AG 4 12 September 2017
UBS AG 1 12 September 2017
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 2 15 June 2015 05 October 2016
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 15 June 2015 05 October 2016
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 12 October 2010 14 March 2015
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 12 October 2010 14 March 2015
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 21 July 2009 11 October 2010