SFC Licenceholders of UBS AG

Email
ol-regulatorycompliance-hk@ubs.com
Website
www.ubs.com

Source:
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholders Role Licences Start date End date
BASSOLINO Gaetano 6 24 December 2020
BASSOLINO Gaetano 4 24 December 2020
BASSOLINO Gaetano 1 24 December 2020
BLUM Michael Robert 1 02 November 2009
BLUM Michael Robert 4 02 November 2009
BLUM Michael Robert 9 02 November 2009
BOGNI YVES 9 20 November 2023
CHEN Ruibin 陳銳彬 6 19 December 2016
CHENG Sou Wang 1 04 October 2013
CHENG Sou Wang 7 04 October 2013
CHENG Shu Fang 鄭淑方 7 04 December 2019
CHENG Shu Fang 鄭淑方 4 04 December 2019
CHENG Shu Fang 鄭淑方 1 04 December 2019
CHENG Sin Lam 鄭善琳 7 12 July 2022
CHIEN Wen Ling, Adeline 錢文琳 1 14 August 2019
CHIEN Wen Ling, Adeline 錢文琳 4 14 August 2019
CHONG Yao Hoong 張耀鴻 6 04 March 2021
CHONG Yao Hoong 張耀鴻 4 04 March 2021
CHONG Yao Hoong 張耀鴻 1 04 March 2021
COMBALOT Laurent Benoit Georges 1 07 December 2012
FANG Dongming 房東明 1 03 April 2013
FAVA James 9 13 August 2021
HELLER Tobias Gerhard 1 01 November 2023
HSIAO Damien 蕭元豪 4 07 November 2022
HSIAO Damien 蕭元豪 1 07 November 2022
HUMAIR Jean-Claude Marcel 4 17 April 2014
HUMAIR Jean-Claude Marcel 1 15 June 2012
HUNT Christopher James Andrews 1 25 January 2013
INNERDALE David James 1 02 November 2012
KANKIPATI Ravi Thimma Raju 4 07 November 2018
KANKIPATI Ravi Thimma Raju 1 07 November 2018
KOH Liang Heong 4 02 October 2019
KOH Liang Heong 1 02 October 2019
KOTECHA Vikesh 1 24 December 2018
LAM Ka Chun 林家駿 9 04 December 2020
LECHER Stefan Alexander 9 30 December 2016
LECHER Stefan Alexander 4 30 December 2016
LECHER Stefan Alexander 1 30 December 2016
LEE Chen Kwok, John 李鎮國 6 09 May 2018
LEE Chen Kwok, John 李鎮國 4 09 May 2018
LEE Chen Kwok, John 李鎮國 1 09 May 2018
LIU Chong Hsin 劉昌欣 4 07 February 2014
LIU Chong Hsin 劉昌欣 1 02 May 2012
LO Choi Wan, Amy 4 04 January 2006
LO Choi Wan, Amy 1 04 January 2006
LO Samson Lambert 盧穗誠 6 03 April 2012
LO Samson Lambert 盧穗誠 4 03 April 2012
LO Samson Lambert 盧穗誠 1 03 April 2012
LUI Tze Kit 呂子杰 4 24 February 2015
LUI Tze Kit 呂子杰 1 24 February 2015
LUO Jun 羅駿 6 23 February 2015
LUO Jun 羅駿 4 23 February 2015
MAN Sing 4 07 February 2014
MAN Sing 1 08 June 2012
MURPHY Daniel Joseph 7 02 February 2021
MURPHY Daniel Joseph 4 02 February 2021
MURPHY Daniel Joseph 1 02 February 2021
NUSSBAUM Daniel Fabio 6 11 February 2020
POH Hsueh Wei 傅學瑋 4 14 May 2020
POH Hsueh Wei 傅學瑋 1 14 May 2020
POH Hsueh Wei 傅學瑋 7 14 May 2020
ROSFELDER Laurent Eugene 1 22 August 2022
SEWELL James Percy Geoffrey 4 19 December 2017
SEWELL James Percy Geoffrey 1 19 December 2017
TSANG Kong Hung, Patrick 曾剛雄 1 27 October 2020
TSANG Kong Hung, Patrick 曾剛雄 6 09 April 2008
TSANG Kong Hung, Patrick 曾剛雄 4 09 April 2008
WANG Mimi Christine 汪玟琦 7 17 June 2019
WANG Mimi Christine 汪玟琦 4 17 June 2019
WANG Mimi Christine 汪玟琦 1 17 June 2019
WANNENMACHER Tim 1 06 June 2014
WONG Chung Fat 王仲法 7 25 May 2017
WONG Chung Fat 王仲法 4 25 May 2017
WONG Chung Fat 王仲法 1 25 May 2017
WONG Ka Fai, Jimmy 黃家輝 6 08 September 2017
WONG Ka Fai, Jimmy 黃家輝 4 08 September 2017
WONG Ka Fai, Jimmy 黃家輝 1 08 September 2017
YUAN Chi 袁馳 7 12 September 2017
YUAN Chi 袁馳 4 12 September 2017
YUAN Chi 袁馳 1 12 September 2017