SFC Licences of TAN James Seng Yee 陳胂餘
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 17 June 2020 | 26 June 2024 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 14 February 2018 | 16 March 2020 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 14 February 2018 | 16 March 2020 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 16 December 2010 | 03 November 2015 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 16 December 2010 | 03 November 2015 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 16 December 2010 | 03 November 2015 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 16 December 2010 | 03 November 2015 |
| MF Global Hong Kong Limited 明富環球香港有限公司 | RE | 1 | 17 August 2009 | 19 November 2010 |
| MF Global Hong Kong Limited 明富環球香港有限公司 | RE | 2 | 17 August 2009 | 19 November 2010 |