SFC Licences of XIA Nan 夏楠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 28 July 2010 | 11 May 2013 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 28 July 2010 | 11 May 2013 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 28 July 2010 | 11 May 2013 |
| Merrill Lynch Far East Limited | RE | 6 | 14 August 2009 | 09 June 2010 |
| Merrill Lynch Far East Limited | RE | 4 | 14 August 2009 | 09 June 2010 |
| Merrill Lynch Far East Limited | RE | 1 | 14 August 2009 | 09 June 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 14 August 2009 | 09 June 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 14 August 2009 | 09 June 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 14 August 2009 | 09 June 2010 |