SFC Licences of LIU Ying 劉莹
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | RE | 6 | 23 February 2012 | 30 June 2014 |
| J.P. Morgan Securities (Far East) Limited | RE | 4 | 23 February 2012 | 30 June 2014 |
| J.P. Morgan Securities (Far East) Limited | RE | 1 | 23 February 2012 | 30 June 2014 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 4 | 20 August 2009 | 08 May 2010 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 6 | 20 August 2009 | 08 May 2010 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 1 | 20 August 2009 | 08 May 2010 |