SFC Licences of ZHU Pingping 朱平平
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 09 October 2017 | |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 09 October 2017 | |
| ABCI Capital Limited 農銀國際融資有限公司 | RE | 6 | 07 July 2017 | 13 September 2017 |
| ABCI Capital Limited 農銀國際融資有限公司 | RE | 1 | 07 July 2017 | 13 September 2017 |
| ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 1 | 07 July 2017 | 13 September 2017 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 03 March 2014 | 17 March 2017 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 7 | 14 September 2010 | 04 November 2012 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 24 August 2009 | 04 November 2012 |