SFC Licences of TAN Li Chiang, Aurelia
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 29 March 2016 | 01 April 2016 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 09 July 2015 | 14 July 2015 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 03 October 2014 | 07 October 2014 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 12 May 2014 | 15 May 2014 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 31 August 2009 | 20 July 2012 |