SFC Licences of FUNG King Hong 馮景康
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Delta Asia Financial Futures Limited 滙業金融期貨有限公司 | RE | 5 | 20 September 2012 | 02 October 2013 |
Delta Asia Securities Limited 滙業證券有限公司 | RE | 4 | 20 September 2012 | 02 October 2013 |
Delta Asia Securities Limited 滙業證券有限公司 | RE | 3 | 20 September 2012 | 02 October 2013 |
Delta Asia Wealth Management Limited 滙業財富管理有限公司 | RE | 9 | 20 September 2012 | 02 October 2013 |
Delta Asia Financial Futures Limited 滙業金融期貨有限公司 | RE | 2 | 23 August 2012 | 02 October 2013 |
Delta Asia Securities Limited 滙業證券有限公司 | RE | 1 | 23 August 2012 | 02 October 2013 |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 2 | 18 June 2012 | 18 August 2012 |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 18 June 2012 | 18 August 2012 |
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 2 | 06 December 2010 | 18 August 2012 |
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 31 August 2009 | 18 August 2012 |