SFC Licences of WANG Xiaofan 王曉帆
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 14 July 2022 | |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 11 March 2020 | |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 11 March 2020 | |
| Yunfeng Securities Limited 雲鋒證券有限公司 | RE | 4 | 21 November 2018 | 13 December 2019 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 | RE | 4 | 21 November 2018 | 13 December 2019 |
| Yunfeng Securities Limited 雲鋒證券有限公司 | RO | 1 | 05 December 2016 | 13 December 2019 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 | RO | 1 | 05 December 2016 | 13 December 2019 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RO | 1 | 11 March 2016 | 30 September 2016 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 | RE | 2 | 10 March 2010 | 30 September 2016 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 04 September 2009 | 11 March 2016 |