SFC Licences of WANG Xiaofan 王曉帆

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCI Securities Limited 中銀國際證券有限公司
RE 1, 4 11 March 2020
Yunfeng Securities Limited 雲鋒證券有限公司
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司
RE 4 21 November 2018 13 December 2019
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司
Yunfeng Securities Limited 雲鋒證券有限公司
RO 1 05 December 2016 13 December 2019
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RO 1 11 March 2016 30 September 2016
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 10 March 2010 30 September 2016
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 04 September 2009 11 March 2016