SFC Licences of YEUNG Pauline 楊寶蓮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Fiera Capital (Asia) Hong Kong Limited 凱華投資香港有限公司 | RE | 9 | 18 August 2015 | 17 March 2016 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 28 April 2014 | 05 February 2015 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 28 April 2014 | 05 February 2015 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 28 April 2014 | 05 February 2015 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 28 April 2014 | 05 February 2015 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 18 November 2010 | 29 November 2011 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 08 September 2009 | 29 November 2011 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 08 September 2009 | 18 November 2010 |
| Morgan Stanley Hong Kong Futures Limited | RE | 7 | 08 September 2009 | 11 November 2010 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 08 September 2009 | 11 November 2010 |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 08 September 2009 | 02 November 2010 |