SFC Licences of LIU Allen Benjamin
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 2 | 15 April 2014 | 15 December 2017 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 15 April 2014 | 15 December 2017 |
| Merrill Lynch Far East Limited | RE | 2 | 20 August 2010 | 22 March 2014 |
| Merrill Lynch Far East Limited | RE | 1 | 08 September 2009 | 22 March 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 08 September 2009 | 22 March 2014 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 08 September 2009 | 20 August 2010 |