SFC Licences of SO Regina Ka Ying 蘇家盈
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Central Wealth Securities Investment Limited 中達證券投資有限公司 | RE | 4 | 03 August 2010 | 15 November 2011 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 | RE | 1 | 03 August 2010 | 15 November 2011 |
| CMBC Securities Company Limited 民銀證券有限公司 | RE | 1 | 22 September 2009 | 01 August 2010 |