SFC Licences of WANG Lei 王磊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RO	7	10 July 2023
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RO	9	16 November 2017
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RO	2	16 November 2017
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RO	6	28 April 2017
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RO	4	28 April 2017
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RO	1	28 April 2017
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	6	10 November 2015	28 April 2017
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	4	10 November 2015	28 April 2017
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	1	10 November 2015	28 April 2017
ICBC International Securities Limited 工銀國際證券有限公司	RO	1	15 February 2012	02 October 2015
ICBC International Capital Limited 工銀國際融資有限公司	RO	6	08 August 2011	02 October 2015
ICBC International Capital Limited 工銀國際融資有限公司	RO	1	08 August 2011	02 October 2015
ICBC International Capital Limited 工銀國際融資有限公司	RE	6	06 July 2010	08 August 2011
ICBC International Capital Limited 工銀國際融資有限公司	RE	1	06 July 2010	08 August 2011
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	1	02 November 2009	01 May 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	6	02 November 2009	01 May 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	4	02 November 2009	01 May 2010