SFC Licences of DENG Hefei 鄧賀斐
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Oxbow Capital Management (HK) Limited | RE | 9 | 10 March 2023 | |
Dymon Asia Capital (HK) Limited | RE | 9 | 08 May 2019 | 25 November 2022 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 05 August 2015 | 26 March 2019 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 05 August 2015 | 31 August 2018 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 23 April 2014 | 09 July 2015 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 19 November 2013 | 29 January 2014 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 19 November 2013 | 29 January 2014 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 02 October 2009 | 03 March 2010 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 02 October 2009 | 03 March 2010 |