SFC Licences of XUE Yan 薛岩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 | RO | 9 | 15 March 2019 | |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 | RO | 4 | 15 March 2019 | |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 | RO | 1 | 15 March 2019 | |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 | RE | 9 | 13 September 2016 | 15 March 2019 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 | RE | 4 | 13 September 2016 | 15 March 2019 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 | RE | 1 | 13 September 2016 | 15 March 2019 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 23 November 2015 | 31 May 2016 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 4 | 23 November 2015 | 29 February 2016 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 | RE | 1 | 10 February 2015 | 31 May 2016 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 | RE | 9 | 07 October 2009 | 31 May 2016 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 | RE | 4 | 07 October 2009 | 31 May 2016 |