SFC Licences of HU Yang 胡楊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 3 | 18 June 2012 | 08 September 2012 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 02 March 2011 | 08 September 2012 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 02 March 2011 | 08 September 2012 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 2 | 11 November 2009 | 07 February 2011 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 11 November 2009 | 07 February 2011 |