SFC licenceholder AUI381 CHOUILLET Laurent

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 09 July 2020

Institution Role Licences Start date End date
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 29 March 2018
Millennium Capital Management (Hong Kong) Limited RE [9] (Asset Management) 27 August 2013 14 October 2013
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE [1] (Dealing in Securities) 16 December 2009 15 November 2012
Citigroup Global Markets Hong Kong Futures and Securities Limited RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 16 December 2009 15 November 2012