SFC Licences of MAI Siwei 麥斯韋

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CCB International Asset Management Limited 建銀國際資產管理有限公司 RE 9 18 November 2020 31 January 2021
CCB International Asset Management Limited 建銀國際資產管理有限公司 RE 4 18 November 2020 31 January 2021
CCB International Asset Management Limited 建銀國際資產管理有限公司 RE 1 18 November 2020 31 January 2021
CCB International Asset Management Limited 建銀國際資產管理有限公司 RE 9 23 March 2017 01 March 2019
CCB International Asset Management Limited 建銀國際資產管理有限公司 RE 4 23 March 2017 01 March 2019
CCB International Asset Management Limited 建銀國際資產管理有限公司 RE 1 23 March 2017 01 March 2019
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 RE 9 01 June 2011 19 October 2011
HGNH International Futures Co., Limited 橫華國際期貨有限公司 RE 2 16 December 2009 11 May 2011