SFC Licences of MAI Siwei 麥斯韋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CCB International Asset Management Limited 建銀國際資產管理有限公司 | RE | 9 | 18 November 2020 | 31 January 2021 |
CCB International Asset Management Limited 建銀國際資產管理有限公司 | RE | 4 | 18 November 2020 | 31 January 2021 |
CCB International Asset Management Limited 建銀國際資產管理有限公司 | RE | 1 | 18 November 2020 | 31 January 2021 |
CCB International Asset Management Limited 建銀國際資產管理有限公司 | RE | 9 | 23 March 2017 | 01 March 2019 |
CCB International Asset Management Limited 建銀國際資產管理有限公司 | RE | 4 | 23 March 2017 | 01 March 2019 |
CCB International Asset Management Limited 建銀國際資產管理有限公司 | RE | 1 | 23 March 2017 | 01 March 2019 |
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 | RE | 9 | 01 June 2011 | 19 October 2011 |
HGNH International Futures Co., Limited 橫華國際期貨有限公司 | RE | 2 | 16 December 2009 | 11 May 2011 |