SFC Licences of POON Tsz Yuen 潘子遠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RO | 6 | 11 November 2021 | 23 January 2024 |
| Merrill Lynch (Asia Pacific) Limited | RO | 4 | 11 November 2021 | 23 January 2024 |
| Merrill Lynch (Asia Pacific) Limited | RO | 1 | 11 November 2021 | 23 January 2024 |
| Merrill Lynch Far East Limited | RE | 4 | 06 August 2021 | 23 January 2024 |
| Merrill Lynch Far East Limited | RE | 1 | 06 August 2021 | 23 January 2024 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 06 August 2021 | 11 November 2021 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 06 August 2021 | 11 November 2021 |
| Merrill Lynch Far East Limited | RE | 6 | 09 July 2021 | 23 January 2024 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 09 July 2021 | 11 November 2021 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RO | 6 | 24 April 2020 | 01 July 2021 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 28 August 2015 | 24 April 2020 |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 24 May 2013 | 08 July 2015 |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 6 | 12 January 2010 | 12 April 2013 |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 1 | 12 January 2010 | 12 April 2013 |