SFC Licences of CHAN Chun Yip 陳俊業

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Mason Securities Limited 茂宸證券有限公司 RE 9 02 November 2022 17 November 2022
Mason Securities Limited 茂宸證券有限公司 RE 4 02 November 2022 17 November 2022
Mason Securities Limited 茂宸證券有限公司 RE 1 02 November 2022 17 November 2022
Harris Fraser (International) Limited 晉裕環球資產管理有限公司 RO 1 21 July 2022 17 November 2022
Harris Fraser (International) Limited 晉裕環球資產管理有限公司 RO 9 07 March 2022 17 November 2022
Harris Fraser (International) Limited 晉裕環球資產管理有限公司 RO 4 07 March 2022 17 November 2022
Harris Fraser (International) Limited 晉裕環球資產管理有限公司 RE 1 06 May 2019 21 July 2022
Harris Fraser (International) Limited 晉裕環球資產管理有限公司 RE 9 06 May 2019 07 March 2022
Harris Fraser (International) Limited 晉裕環球資產管理有限公司 RE 4 06 May 2019 07 March 2022
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 21 January 2010 01 July 2010
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 21 January 2010 01 July 2010
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 21 January 2010 01 July 2010