SFC Licences of TSO Ka Sing 曹嘉升

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Magpie Securities Limited 喜鵲證券有限公司 RO 2 19 November 2021
Magpie Securities Limited 喜鵲證券有限公司 RO 1 19 November 2021
Magpie Securities Limited 喜鵲證券有限公司 RE 1 09 July 2021 19 November 2021
Magpie Securities Limited 喜鵲證券有限公司 RE 2 18 June 2021 19 November 2021
Huatai (Hong Kong) Futures Limited 華泰(香港)期貨有限公司 RE 2 14 April 2021 16 April 2021
China Finance KAB Limited 中金三甲證券有限公司 RE 2 02 November 2020 25 March 2021
China Finance KAB Limited 中金三甲證券有限公司 RE 1 02 November 2020 25 March 2021
Yue Xiu Futures Company Limited 越秀期貨有限公司 RE 2 23 October 2015 08 May 2020
Yue Xiu Securities Company Limited 越秀証券有限公司 RE 1 23 October 2015 08 May 2020
Celestial Commodities Limited 時富商品有限公司 RE 2 10 October 2014 01 April 2015
Celestial Securities Limited 時富證券有限公司 RE 1 10 October 2014 01 April 2015
Changjiang Corporate Finance (HK) Limited 長江證券融資(香港)有限公司 RE 6 07 January 2014 20 September 2014
Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 RE 1 20 March 2013 20 September 2014
Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 RE 2 08 May 2012 14 November 2013
Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 RE 2 11 November 2011 01 May 2012
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 RE 1 11 November 2011 01 May 2012
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 RE 1 04 February 2010 22 September 2011
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 RE 2 04 February 2010 22 September 2011