SFC Licences of MA Yunpeng 馬云鵬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 | RE | 9 | 29 October 2020 | 25 September 2023 |
| Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 | RE | 4 | 29 October 2020 | 25 September 2023 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 | RE | 9 | 22 February 2018 | 20 September 2020 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 | RE | 4 | 22 February 2018 | 20 September 2020 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 | RE | 9 | 11 September 2015 | 30 November 2017 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 | RE | 4 | 11 September 2015 | 30 November 2017 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 17 October 2014 | 02 September 2015 |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 4 | 09 January 2014 | 12 September 2014 |
| ICBC International Research Limited 工銀國際證券研究有限公司 | RE | 4 | 08 February 2010 | 12 September 2014 |