SFC Licences of SUH Jung Won 徐重源
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Neutral Financial Holding Company Limited 中和金控有限公司 | RO | 6 | 15 August 2017 | 01 April 2018 |
| Neutral Financial Holding Company Limited 中和金控有限公司 | RO | 4 | 15 August 2017 | 01 April 2018 |
| Neutral Financial Holding Company Limited 中和金控有限公司 | RO | 1 | 15 August 2017 | 01 April 2018 |
| Merrill Lynch Far East Limited | RE | 6 | 08 March 2010 | 07 March 2016 |
| Merrill Lynch Far East Limited | RE | 4 | 08 March 2010 | 07 March 2016 |
| Merrill Lynch Far East Limited | RE | 1 | 08 March 2010 | 07 March 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 08 March 2010 | 07 March 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 08 March 2010 | 07 March 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 08 March 2010 | 07 March 2016 |