SFC Licences of TAM Yee Hang 譚綺蘅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morningstar Investment Management Asia Limited | RE | 4 | 17 November 2014 | |
Emperor Securities Limited 英皇證券有限公司 | RE | 4 | 29 December 2010 | 08 October 2013 |
Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 29 December 2010 | 08 October 2013 |
Access Investment Management (H.K.) Limited 安信投資管理(香港)有限公司 | RE | 9 | 23 February 2010 | 03 September 2010 |
Access Investment Management (H.K.) Limited 安信投資管理(香港)有限公司 | RE | 4 | 23 February 2010 | 03 September 2010 |