SFC Licences of LI Bonan 李博男
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 23 January 2017 | 09 March 2018 |
UBS Securities Asia Limited | RE | 4 | 07 July 2011 | 24 November 2016 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 10 March 2010 | 09 June 2011 |