SFC licenceholder AUV855 HUANG Dawei 黃大為

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 08 April 2020

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 09 July 2019
Merrill Lynch (Asia Pacific) Limited RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 12 May 2015 01 March 2019
Merrill Lynch Far East Limited RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 12 May 2015 01 March 2019
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 05 March 2010 08 January 2015