SFC Licences of HUANG Dawei 黃大為
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RO | 6 | 22 July 2021 | |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RO | 1 | 22 July 2021 | |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 09 July 2019 | 22 July 2021 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 09 July 2019 | 22 July 2021 |
Merrill Lynch Far East Limited | RE | 6 | 12 May 2015 | 01 March 2019 |
Merrill Lynch Far East Limited | RE | 4 | 12 May 2015 | 01 March 2019 |
Merrill Lynch Far East Limited | RE | 1 | 12 May 2015 | 01 March 2019 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 12 May 2015 | 01 March 2019 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 12 May 2015 | 01 March 2019 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 12 May 2015 | 01 March 2019 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 6 | 05 March 2010 | 08 January 2015 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 1 | 05 March 2010 | 08 January 2015 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 4 | 05 March 2010 | 08 January 2015 |