SFC Licences of CHEN Qianqian 陳乾乾
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 | RE | 1 | 28 September 2021 | |
Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 | RE | 9 | 09 August 2021 | |
Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 | RE | 4 | 09 August 2021 | |
Allianz Global Investors Asia Pacific Limited | RE | 9 | 05 September 2017 | 28 May 2021 |
Allianz Global Investors Asia Pacific Limited | RE | 4 | 05 September 2017 | 28 May 2021 |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 31 December 2012 | 26 June 2015 |
CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 08 March 2010 | 31 December 2012 |