SFC Licences of CHEN Qianqian 陳乾乾

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 RE 1 28 September 2021
Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 RE 9 09 August 2021
Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 RE 4 09 August 2021
Allianz Global Investors Asia Pacific Limited RE 9 05 September 2017 28 May 2021
Allianz Global Investors Asia Pacific Limited RE 4 05 September 2017 28 May 2021
CLSA Limited 中信里昂證券有限公司 RE 4 31 December 2012 26 June 2015
CLSA Research Limited 里昂證券投資研究有限公司 RE 4 08 March 2010 31 December 2012