SFC Licences of CAI Yu 蔡玉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 RE 4 21 February 2020
Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 RE 1 21 February 2020
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 RE 1 27 April 2018 21 January 2020
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 RE 4 27 April 2018 21 January 2020
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 4 19 October 2012 02 April 2018
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 1 19 October 2012 02 April 2018
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 9 19 October 2012 19 November 2015
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 RE 1 19 October 2012 31 December 2014
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 RE 4 19 October 2012 31 December 2014
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 RE 9 19 October 2012 31 December 2014
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 RE 1 10 March 2010 08 April 2010