SFC Licences of CAI Yu 蔡玉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司	RE	9	11 December 2023
China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司	RE	4	11 December 2023
China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司	RE	1	11 December 2023
Amundi Hong Kong Limited 東方匯理資產管理香港有限公司	RE	4	21 February 2020	15 November 2023
Amundi Hong Kong Limited 東方匯理資產管理香港有限公司	RE	1	21 February 2020	15 November 2023
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司	RE	4	27 April 2018	21 January 2020
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司	RE	1	27 April 2018	21 January 2020
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司	RE	4	19 October 2012	02 April 2018
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司	RE	1	19 October 2012	02 April 2018
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司	RE	9	19 October 2012	19 November 2015
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司	RE	9	19 October 2012	31 December 2014
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司	RE	4	19 October 2012	31 December 2014
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司	RE	1	19 October 2012	31 December 2014
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司	RE	1	10 March 2010	08 April 2010