SFC Licences of CAI Yu 蔡玉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 | RE | 4 | 21 February 2020 | |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 | RE | 1 | 21 February 2020 | |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 | RE | 1 | 27 April 2018 | 21 January 2020 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 | RE | 4 | 27 April 2018 | 21 January 2020 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 4 | 19 October 2012 | 02 April 2018 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 1 | 19 October 2012 | 02 April 2018 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 9 | 19 October 2012 | 19 November 2015 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 | RE | 1 | 19 October 2012 | 31 December 2014 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 | RE | 4 | 19 October 2012 | 31 December 2014 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 | RE | 9 | 19 October 2012 | 31 December 2014 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 10 March 2010 | 08 April 2010 |