SFC Licences of NGAI Sze Wing 倪思穎
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Innovax Capital Limited 創陞融資有限公司 | RE | 6 | 16 January 2018 | |
| Innovax Capital Limited 創陞融資有限公司 | RE | 1 | 16 January 2018 | |
| Yi Shun Da Capital Limited 易順達融資有限公司 | RE | 6 | 24 August 2016 | 29 December 2017 |
| Yi Shun Da Capital Limited 易順達融資有限公司 | RE | 1 | 24 August 2016 | 29 December 2017 |
| Gulf Line Capital Advisors Limited 鋯藍資本顧問有限公司 | RE | 9 | 21 March 2016 | 29 July 2016 |
| Gulf Line Capital Advisors Limited 鋯藍資本顧問有限公司 | RE | 4 | 21 March 2016 | 29 July 2016 |
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 09 April 2010 | 09 February 2013 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 09 April 2010 | 09 February 2013 |