SFC Licences of SHEN Zhan 沈湛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Point72 Hong Kong Limited | RE | 9 | 04 January 2016 | |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 08 August 2011 | 16 November 2015 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 08 August 2011 | 16 November 2015 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 01 April 2010 | 29 June 2011 |