SFC Licences of LAM Cheuk Fung 林卓峰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Crescendo Greater China Limited 漸進資本(大中華區)有限公司 | RO | 4 | 28 May 2021 | |
Crescendo Greater China Limited 漸進資本(大中華區)有限公司 | RO | 9 | 15 February 2019 | |
SBI China Capital Asset Management Limited 軟庫中華金融資產管理有限公司 | RE | 9 | 28 June 2018 | 31 January 2019 |
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 | RE | 4 | 28 June 2018 | 31 January 2019 |
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 | RE | 1 | 28 June 2018 | 31 January 2019 |
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 05 July 2011 | 04 July 2017 |
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 05 July 2011 | 04 July 2017 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 3 | 27 May 2010 | 23 June 2011 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 25 March 2010 | 23 June 2011 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 25 March 2010 | 23 June 2011 |