SFC Licences of LAW Pui Kiu 羅姵喬

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Celera Markets Limited 晟雷市場有限公司 RO 9 17 October 2022
Celera Markets Limited 晟雷市場有限公司 RO 5 23 April 2021 19 January 2023
Celera Markets Limited 晟雷市場有限公司 RO 4 23 April 2021
Celera Markets Limited 晟雷市場有限公司 RO 2 06 September 2019 19 January 2023
Celera Markets Limited 晟雷市場有限公司 RO 1 06 September 2019
ADS Securities Hong Kong Limited 阿布扎比證券香港有限公司 RO 2 19 July 2018 03 June 2019
ADS Securities Hong Kong Limited 阿布扎比證券香港有限公司 RO 1 19 July 2018 03 June 2019
ADS Securities Hong Kong Limited 阿布扎比證券香港有限公司 RE 3 19 July 2018 03 June 2019
Grandly Financial Services Limited 冠力金融服務有限公司 RO 2 25 October 2017 08 June 2018
Grandly Financial Services Limited 冠力金融服務有限公司 RO 1 25 October 2017 08 June 2018
Grandly Financial Services Limited 冠力金融服務有限公司 RE 2 31 May 2017 25 October 2017
Grandly Financial Services Limited 冠力金融服務有限公司 RE 1 31 May 2017 25 October 2017
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 04 June 2014 12 May 2017
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 04 June 2014 12 May 2017
Wing Fung Futures Limited 永豐期貨有限公司 RE 2 24 July 2013 10 May 2014
Wing Fung Securities Limited 永豐證券有限公司 RE 1 24 July 2013 10 May 2014
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 20 April 2010 27 November 2012