SFC Licences of SZE Lap Sum 施鈉森
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Fulbright Asset Management Limited 富昌資產管理有限公司 | RE | 9 | 10 May 2022 | |
| Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 10 May 2022 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 08 June 2020 | 30 April 2022 |
| KGI Asset Management Limited 凱基資產管理有限公司 | RE | 9 | 08 June 2020 | 30 April 2022 |
| South China Investment Management Limited 南華投資管理有限公司 | RE | 9 | 23 September 2019 | 14 May 2020 |
| South China Securities Limited 南華證券投資有限公司 | RE | 1 | 23 September 2019 | 14 May 2020 |
| Christfund Securities Limited 恒豐證券有限公司 | RE | 1 | 06 November 2014 | 16 July 2018 |
| CVP Securities Limited 星火證券有限公司 | RE | 1 | 30 December 2013 | 31 October 2014 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 27 June 2011 | 27 December 2013 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 May 2010 | 15 June 2011 |